UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported):
(Exact name of registrant as specified in its charter)
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(State or other jurisdiction of incorporation) |
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(Commission File Number) |
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(IRS Employer Identification No.) |
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(Zip Code) |
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(Address of principal executive offices) |
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(Registrant’s telephone number, including area code)
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
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Title of each class |
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Trading |
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Name of each exchange |
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
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Item 5.07. |
Submission of Matters to a Vote of Security Holders. |
Cue Biopharma, Inc. (the “Company”) held its 2021 Annual Meeting of Stockholders (the “Annual Meeting”) on June 9, 2021. The certified results of the matters voted upon at the Annual Meeting, which are more fully described in the Company’s Proxy Statement for the Annual Meeting as filed with the Securities and Exchange Commission on April 26, 2021, are as follows:
The Company’s stockholders elected the following nominees to the Company’s Board of Directors to serve until the next annual meeting of stockholders and until their resignation or removal or their successors are duly elected and qualified, with votes cast as follows:
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For |
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Withheld |
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Broker Non-Votes |
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Frederick Driscoll |
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9,461,702 |
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3,206,417 |
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9,228,349 |
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Aaron Fletcher |
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12,555,043 |
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113,076 |
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9,228,349 |
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Cameron Gray |
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12,594,641 |
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73,478 |
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9,228,349 |
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Tamar Howson |
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12,636,620 |
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31,499 |
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9,228,349 |
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Peter Kiener |
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12,552,191 |
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115,928 |
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9,228,349 |
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Frank Morich |
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9,232,310 |
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3,435,809 |
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9,228,349 |
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Daniel R. Passeri |
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12,619,868 |
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48,251 |
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9,228,349 |
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The Company’s stockholders ratified the appointment of RSM US LLP by the Audit Committee of the Board of Directors as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2021, with votes cast as follows:
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For |
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Against |
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Abstain |
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21,760,723 |
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38,286 |
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97,459 |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
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Cue Biopharma, Inc. |
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Date: June 14, 2021 |
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By: |
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/s/ Daniel R. Passeri |
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Name: Daniel R. Passeri |
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Title: Chief Executive Officer |
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