UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
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| Item 5.07. | Submission of Matters to a Vote of Security Holders. |
Cue Biopharma, Inc. (the “Company”) held its 2023 Annual Meeting of Stockholders (the “Annual Meeting”) on June 7, 2023. The certified results of the matters voted upon at the Annual Meeting, which are more fully described in the Company’s Proxy Statement for the Annual Meeting as filed with the Securities and Exchange Commission on April 28, 2023, are as follows (where applicable, voting results reflect fractional shares rounded down to the nearest whole share):
| 1. | The Company’s stockholders elected the following nominees to the Company’s Board of Directors (the “Board”) to serve until the next annual meeting of stockholders and until their resignation or removal or their successors are duly elected and qualified, with votes cast as follows: |
| For | Withheld | Broker Non-Votes |
||||||||||
| Daniel R. Passeri |
11,665,042 | 2,353,834 | 17,737,370 | |||||||||
| Frank Morich |
9,236,907 | 4,781,969 | 17,737,370 | |||||||||
| Frederick Driscoll |
10,671,595 | 3,347,281 | 17,737,370 | |||||||||
| Aaron Fletcher |
11,547,019 | 2,471,857 | 17,737,370 | |||||||||
| Pamela Garzone |
11,665,710 | 2,353,166 | 17,737,370 | |||||||||
| Peter A. Kiener |
11,650,455 | 2,368,421 | 17,737,370 | |||||||||
| Patrick Verheyen |
11,664,063 | 2,354,813 | 17,737,370 | |||||||||
| 2. | The Company’s stockholders ratified the appointment of RSM US LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023, with votes cast as follows: |
| For |
Against |
Abstain | ||
| 30,764,366 | 105,334 | 886,546 |
| 3. | The Company’s stockholders approved a non-binding advisory proposal on the compensation of the Company’s named executive officers, with votes cast as follows: |
| For |
Against |
Abstain |
Broker Non-Votes | |||
| 11,079,655 | 2,042,073 | 897,148 | 17,737,370 |
| 4. | The Company’s stockholders recommended, in a non-binding advisory vote, that future advisory votes on the compensation of the Company’s named executive officers be held every one year, with votes cast as follows: |
| One Year |
Two Years |
Three Years |
Abstain |
Broker Non-Votes | ||||
| 11,090,763 | 141,546 | 372,465 | 2,414,102 | 17,737,370 |
After taking into consideration the foregoing voting results and the Board’s recommendation in favor of a frequency of every year, the Company intends to hold future advisory votes on the compensation of the Company’s named executive officers every year.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Cue Biopharma, Inc. | ||||||
| Date: June 9, 2023 | By: | /s/ Daniel R. Passeri | ||||
| Name: | Daniel R. Passeri | |||||
| Title: | Chief Executive Officer | |||||